S-1MEF

As filed with the Securities and Exchange Commission on April 28, 2022

Registration No. 333-                

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 

 

HilleVax, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   2836   85-0545060
(State or Other Jurisdiction of
Incorporation or Organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification Number)

75 State Street, Suite 100 - #9995

Boston, Massachusetts 02109

(617) 213-5054

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

 

Rob Hershberg, M.D., Ph.D.

Chairman, President and Chief Executive Officer

HilleVax, Inc.

75 State Street, Suite 100 - #9995

Boston, Massachusetts 02109

(617) 213-5054

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service)

 

 

Copies to:

 

Cheston J. Larson   Paul Bavier   Alan F. Denenberg
Matthew T. Bush   General Counsel and Chief   Emily Roberts
Wesley C. Holmes   Administrative Officer   Davis Polk & Wardwell LLP
Latham & Watkins LLP   HilleVax, Inc.   1600 El Camino Real
200 Clarendon Street   75 State Street, Suite 100 - #9995   Menlo Park, California 94025
Boston, Massachusetts 02116   Boston, Massachusetts 02109   (650) 752-2000
(617) 948-6000   (617) 213-5054  

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement is declared effective.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒     (File No. 333-264159)

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See the definition of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.   ☐

 

 

The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

This Registration Statement on Form S-1 (this “Registration Statement”) is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, for the sole purpose of increasing the aggregate number of shares of common stock offered by HilleVax, Inc. (the “Registrant”) by 1,691,650 shares, 220,650 of which are subject to purchase upon exercise of the underwriters’ option to purchase additional shares of the Registrant’s common stock. The additional securities that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Registration Statement on Form S-1, as amended (File No. 333-264159) (the “Prior Registration Statement”). The information set forth in the Prior Registration Statement and all exhibits thereto are hereby incorporated by reference in this filing.

The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.


Exhibit Index

 

Exhibit
Number
   Description of Exhibit
  5.1    Opinion of Latham  & Watkins LLP (incorporated by reference to Exhibit 5.1 filed with the Prior Registration Statement on April 25, 2022)
23.1    Consent of independent registered public accounting firm
23.2    Consent of Latham & Watkins LLP (included in Exhibit 5.1)
24.1    Power of Attorney (incorporated by reference to the signature page of the Prior Registration Statement filed on April  6, 2022)
107    Filing Fee Table


SIGNATURES

Pursuant to the requirements of the Securities Act, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston, State of Massachusetts, on this 28th day of April, 2022.

 

HILLEVAX, INC.
By:   /s/ Robert Hershberg, M.D., Ph.D.
  Robert Hershberg, M.D., Ph.D.
  Chairman, President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities held on the dates indicated.

 

Signature

  

Title

 

Date

/s/ Robert Hershberg, M.D., Ph.D.

Robert Hershberg, M.D., Ph.D.

  

Chairman, President and Chief Executive Officer

(principal executive officer)

  April 28, 2022

/s/ David Socks

David Socks

  

Chief Financial Officer and Chief Business Officer

(principal financial and accounting officer)

  April 28, 2022

*

Shelley Chu, M.D., Ph.D.

  

Director

  April 28, 2022

*

Gary Dubin, M.D.

  

Director

  April 28, 2022

*

Julie Gerberding, M.D., M.P.H.

  

Director

  April 28, 2022

*

Patrick Heron

  

Director

  April 28, 2022

*

Jeryl Hilleman

  

Director

  April 28, 2022

*

Aditya Kohli, Ph.D.

  

Chief Operating Officer and Director

  April 28, 2022

*

Jaime Sepulveda, M.D., D.Sc., M.P.H.

  

Director

  April 28, 2022

*

Susan Silbermann

  

Director

  April 28, 2022

 

*By:   /s/ Robert Hershberg, M.D., Ph.D.
  Robert Hershberg, M.D., Ph.D.
  Attorney-in-fact
EX-23.1

Exhibit 23.1

Consent of Independent Registered Public Accounting Firm

We consent to the incorporation by reference in the Registration Statement on Form S-1 filed pursuant to Rule 462(b) of the Securities Act of 1933 of the reference to our firm under the caption “Experts” and to the incorporation by reference of our report dated February 28, 2022 (except for the last paragraph of Note 7, as to which the date is April 25, 2022), with respect to the combined financial statements of HilleVax, Inc. included in Amendment No. 2 to the Registration Statement (Form S-1 No. 333-264159) and related Prospectus of HilleVax, Inc. for the registration of shares of its common stock.

 

/s/ Ernst & Young LLP
San Diego, California
April 28, 2022
EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-1

(Form Type)

HilleVax, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

      Security Type    Security
Class
Title
   Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered(1)
   Proposed
Maximum
Offering
Price
Per Unit
   Maximum
Aggregate
Offering
Price(2)
   Fee Rate    Amount of
Registration
Fee
 
                 
Fees to Be Paid    Equity    Common
Stock,

$0.0001 par
value per
share

   Rule 457(a)   1,691,650    $17.00    $28,758,050    0.0000927    $ 2,666  
           
     Total Offering Amounts        $28,758,050       $ 2,666  
           
     Total Fees Previously Paid                — 
           
     Total Fee Offsets                — 
           
     Net Fee Due                      2,666  

 

(1)

Represents only the additional number of shares being registered and includes 220,650 additional shares of common stock that the underwriters have the option to purchase. This does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1, as amended (File No. 333-264159).

(2)

Calculated pursuant to Rule 457(a) under the Securities Act of 1933, as amended.